Compliance Officer
eToro
- Abu Dhabi
- Permanent
- Full-time
- Ensure the effective implementation of the firm’s compliance and AML/CTF policies and procedures
- Design and implement the compliance monitoring plan, performing monitoring and surveillance subsequent reviews
- Support the Know Your Customer (KYC) and EDD review process
- Provide support and guidance to staff on regulatory, policy and procedural issues and application
- Assist with client enquiries and requests for information
- Identify, log and resolve compliance issues, client complaints and policy and regulatory breaches
- Review and update Compliance and AML/CTF policies and procedures in line with regulatory changes
- Provide compliance and AML/CTF training to staff
- Ensure timely completion and filing of regulatory and AML reports with the regulator
- Provide the SEO, Board and Group Senior Management with compliance management information, ensure their full awareness of all salient matters and to advise on regulatory implications of future business strategies
- Stay up to date with AML/CTF and regulatory developments both locally and internationally - the Central Bank of the UAE, FSRA’s AML Rulebook and international best practices
- Develop and maintain a positive and constructive relationship with the Regulators and promptly respond to any request for information made by the FSRA or any other competent authorities of the UAE
- Identify, analyse and report suspicious transactions to the relevant authorities
- Promote a culture of compliance among all team members and business processes
Compliance
- Have a proven track record of working in financial services;
- Experienced in building working relationships with Regulators, with direct experience working with FSRA regulated firms an advantage;
- Able to advise Group colleagues on complex regulatory issues;
- Experienced in successfully managing multiple projects at the same time;
- Able to work to short timelines in a fast-paced environment;
- Have excellent communication and presentation skills;
- Competitive salary plus bonus
- eToro trading account
- Fun and vibrant working environment
- Wellbeing gifts and merchandise