Senior Compliance Officer

• Assist in monitoring and interpreting relevant laws, regulations, and regulatory guidance applicable to Tabby's operations.
• Support the preparation of regulatory filings, notifications, and responses to regulatory enquiries.
• Assist in the assessment of the impact of regulatory changes and help coordinate appropriate responses.

• Support the implementation and maintenance of Tabby's AML/CFT policies, procedures, and controls.
• Assist with periodic risk assessments and reviews relating to money laundering, terrorist financing, and customer risk.
• Perform customer due diligence (CDD) and enhanced due diligence (EDD) checks, escalating high-risk cases as appropriate.

• Conduct regular monitoring activities to assess the effectiveness of compliance and AML/CFT controls.
• Assist in the investigation of unusual or potentially suspicious activity, including preparing draft suspicious activity reports (SARs) for review by the MLRO.
• Help compile compliance reports and maintain relevant logs and registers (e.g. breaches, conflicts of interest, complaints).

• Assist in maintaining the Compliance Manual and other compliance-related policies and procedures.
• Support the documentation and periodic review of internal controls and processes.

• Help deliver periodic compliance and AML/CFT training sessions.
• Contribute to awareness initiatives to promote a strong compliance culture across the organisation.

• Provide day-to-day support to business units by responding to compliance queries and offering guidance on internal requirements.
• Support the compliance review of new products, marketing materials, and customer journeys.

• Liaise with internal teams (e.g. operations, product, risk) to ensure compliance is embedded in day-to-day activities.
• Support the Compliance Manager in external engagements with regulators and auditors, where necessary.

• Bachelor's degree in Law, Finance, Business, or a related field.
• 3-5 years of experience in a compliance or AML/CFT role within financial services.
• Strong knowledge of UAE regulatory requirements, including CBUAE regulations, is desirable.
• Professional certifications (e.g. CAMS, ICA) are an advantage.
• Strong analytical and problem-solving skills.
• High attention to detail with the ability to manage multiple priorities.
• Excellent communication skills, both written and verbal.
• Team-oriented with a proactive and collaborative approach.

Tabby