Senior Compliance Manager
eToro
- Abu Dhabi
- Permanent
- Full-time
- Design and implementation of the compliance monitoring plan, performing monitoring, surveillance and subsequent reviews
- Provide support and guidance to staff on regulatory, policy and procedural issues and application
- Assist with client enquiries and requests for information
- Identify, log and resolve compliance issues, client complaints and policy and regulatory breaches
- Review and update Compliance policies and procedures in line with regulatory changes
- Ensure timely completion and filing of regulatory and AML reports with the regulator
- Provide the SEO, Board and Group Senior Management with compliance management information, ensure their full awareness of all salient matters and to advise on regulatory implications of future business strategies
- Stay up to date with regulatory developments both locally and internationally - focused on FSRA’s policy updates, guidance from the Central Bank of the UAE, and international best practices
- Provide support to the company’s MLRO, by assisting with the review and implementation of AML/CTF policies and monitoring the Know Your Customer (KYC) and EDD review process
- Take up the position of Deputy MLRO, familiar with all the companies relevant processes and systems to ensure seamless coverage when cover is required
- Develop and maintain a positive and constructive relationship with the Regulators and promptly respond to any request for information made by the FSRA or any other competent authorities of the UAE
- Provide compliance training to staff
- Promote a culture of compliance among all team members and business processes
Compliance
- Have a proven track record of working in financial services;
- Experienced in building working relationships with Regulators, with direct experience working with FSRA regulated firms an advantage;
- Able to advise Group colleagues on complex regulatory issues;
- Experienced in successfully managing multiple projects at the same time;
- Able to work to short timelines in a fast-paced environment;
- Have excellent communication and presentation skills;