Senior Manager - Financial Crime Compliance
حكومة رأس الخيمة
- Abu Dhabi
- Permanent
- Full-time
- Oversee the application of Know Your Customer (KYC) and Enhanced Due Diligence (EDD) measures to ensure these are consistently applied and in compliance with the Bank’s Anti Money Laundering and Combating the Financing of Terrorism (AML/CFT) and KYC policy
- Contribute to the development of various risk assessment methodologies and conduct AML/CFT Enterprise Wide Risk Assessment (EWRA), Anti-Bribery and Corruption (AB&C) risk assessment, country risk assessment etc, to ensure all non-compliance is identified and reported
- Conduct AB&C investigations and provide advisory to stakeholders where required in order to report on areas of non-compliance
- Identify the need for AML/CFT and AB&C training requirements within Group Compliance and First Line of Defence and deliver the training in liaison with other subject matter experts within FCC to ensure accuracy of knowledge
- Act as a Subject Matter Expert (SME) to employees providing guidance on the FCC framework as applicable, and contribute to the development of training materials/awareness in order to support compliance with regulatory requirements
- Review policies, processes and procedures, providing recommendations for changes in order to accommodate any regulatory changes relating to AML, AB&C and to take into consideration relevant international best practices/standards
- Engage first and relevant second line of defence stakeholders in relation to matters pertaining to the FCC framework to ensure stakeholder compliance to best practice and regulations
- Represent FCC at relevant business line meetings and work streams to ensure FCC requirements are communicated and catered for
- Thorough knowledge of AML regulatory framework in UAE and global best practices
- Knowledge of International Banking best practices
- Knowledge of CBUAE AML regulations
- Research skills
- Report writing skills
- Relationship management skills
- Microsoft Office (Word; Excel and PowerPoint)
- Understanding of Banking systems, reports and workflows
- Proven team leader skills, experienced in supervising a team